Process Design
Regulatory Compliance
Risk Assessment
Global Strategy
Our work focused on greenfield process design and regulatory readiness, particularly for cross-border operations spanning the USA, UK, Europe, and Asia. We led the development of robust business process models that enabled Business Risk Officers to assess risk and control coverage in alignment with SMCR and similar frameworks. The engagement established a strong foundation for compliance while supporting enterprise-wide visibility into risk, accountability, and process transparency — all critical elements of SVB’s evolving operating model.
Designing Compliance-Ready Processes for a Global Workforce
Client: Silicon Valley Bank
Category: Finance & Banking
Date: 2023
In preparation for expanded UK regulatory obligations under the Senior Managers and Certification Regime (SMCR), Silicon Valley Bank were required to evaluate critical corporate capabilities and align future-state business processes with compliance goals. Working closely with leadership across HR, Strategy, Marketing, and Finance, we provided both strategic guidance and hands-on process design to support SMCR adherence and broader global workforce governance.